Senior Manager/Director, Product Compliance, Global Market

Job Title: Senior Manager/Director, Product Compliance, Global Market
Contract Type: Permanent
Location: Hong Kong, Hong Kong
Salary: Negotiable
Reference: JN -092018-175246
Contact Name: Joanne Lo
Contact Email:
Job Published: November 12, 2018 04:41

Job Description

Our client is a multinational bank with personal, commerical, corporate and investment banking products and services. They have over 12.5 million customers and nearly 70,000 employees in 2,000 braches throughout 55 countries.


  • Regulatory compliance oversight and the provision of advice to business lines in HK
  • Support APAC Compliance colleagues with product advice as required.
  • Remain current and keep management abreast of relevant HK legislation and regulatory developments and support colleagues across APAC on the provision of regulatory advice in relation to product
  • Develop and maintain contacts with industry associations and regulators
  • Contribute to internal compliance databases such as eRCM and RCIMS
  • Implementation and maintenance of product compliance policies, procedures and processes to reflect compliance of regulations and internal requirements
  • Advise and contribute with formulation of new systems to strengthen the controls
  • Ensure adequate training is delivered to direct reports to continue their professional development and maintenance of the requisite skills
  • Facilitate compliance monitoring and testing to assess compliance with relevant regulations, policies and procedures


  • Detailed knowledge of Global Banking and Markets products and associated regulations, laws, and practices
  • Ability to translate relevant requirements into workable proposals for implementation by business senior management
  • Attention to details and ability to communicate effectively orally and in writing
  • Minimum of 8 years of relevant compliance experience in financial institutions

Argyll Scott Asia is acting as an Employment Agency in relation to this vacancy.