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Senior Compliance Manager (SFA)

Job Title: Senior Compliance Manager (SFA)
Contract Type: Permanent
Location: Singapore River, Singapore
Industry:
Salary: Negotiable
Start Date: ASAP
Reference: JN -032019-230657
Contact Name: Simon Ackland
Contact Email: sackland@argyllscott.sg
Job Published: March 11, 2019 09:47

Job Description

This role will report into the Head of Compliance for a Wealth Management company. The role will encompass the following;

  • Senior Compliance Manager required to join a WM firm looking to grow the discretionary fund management arm
  • Ideal candidate will have hands on experience covering SFA regulations within a fund management firm
  • Ideal candidate will have practical knowledge with the ability to look at both the SFA and FAA regulations and provide a gap analysis before they role out the products
  • This person will be an integral part of a small team that will be seen as a senior independent contributor who will add an integral piece to the jigsaw

This person must have;

  • Minimum of 5 years experience within compliance and an in-depth knowledge of SFA regulations
  • Excellent communicator fully conversant in English (Business proficient preferred)
  • Educated to degree level

We are advertising this role on behalf of our client. Please do reach out to Simon Ackland on +65 3157 1212 or sackland@argyllscott.sg

EA Reg No: R1652848

Agency Licence No: 16S8105

EA Registration Number: R1652848
Argyll Scott Singapore Pte Ltd. EA Licence Number: 16S8105