Risk and Regulatory Management

Job Title: Risk and Regulatory Management
Contract Type: Permanent
Location: Singapore, Singapore
Salary: Negotiable
Reference: JN -012019-229063
Contact Name: Simon Ackland
Contact Email:
Job Published: February 01, 2019 09:54

Job Description

A key client of ours is looking to grow their compliance team with this position. I am looking at people who would consider themselves to be Assistant Manager's or if strong enough a Manager to take on this role. The company is a Financial Advisory firm which is part of one of the big insurance companies.

Job Responsibilities

· Provide timely regulatory changes and updates to the Company

· Perform regulatory gap assessment and conduct of impact analysis to the business

· Ensure timely update of compliance matrix and regulatory obligation mapping to the business

· Assist with the implementation of compliance policies and procedures

· Conduct of AML/ CFT compliance review and monitoring

· Conduct of timely review of marketing/corporate materials

· Implement Operational Risk Management framework and business standards

· Prepare risk and regulatory reporting to the Board and Committee

· Liaison and reporting to the MAS and Internal Audit

· Assist with complaints investigation (when necessary)

· Undertake any ad-hoc tasks assigned by the Team Leader

Job Requirements

· Minimum degree or equivalent.

· Minimum 4-5 years of relevant compliance or regulatory working experience within the financial advisory industry

· Strong knowledge of Financial Advisers Act and related legislation, including AML/CFT, FAIR recommendations etc

· Operational Risk Management or Reporting experience will be an added advantage

· Able to work independently and possess initiative

· Meticulous & highly organized

· Good interpersonal skill

If you are interested in this role please feel free to reach out to me on +65 3157 1212 or email

EA Registration Number: R1652848
Argyll Scott Singapore Pte Ltd. EA Licence Number: 16S8105