Regulatory Compliance | Retail Banking Wealth Management | VP

Job Title: Regulatory Compliance | Retail Banking Wealth Management | VP
Contract Type: Permanent
Location: Singapore, Singapore
Salary: Performance Bonus
Reference: JN -032018-172109
Contact Name: Janice Chee
Contact Email:
Job Published: August 03, 2018 11:29

Job Description

Major Responsibilities

  • To anticipate potential risk change on regulatory compliance matters and impacts on the Retail Business
  • Identify measures to mitigate regulatory risk and breaches
  • Compliance review on existing frameworks and ensure continuous updates on compliance policies in accordance to HKMA regulations
  • Product advisory on Consumer/Unsecured loans, Mortgages, Deposits and Cards
  • To create compliance awareness to the business and sales folks in regards to product suitability and business operational needs
  • Review investment product suitability, sales remuneration policies, licensing requirements to ensure regulatory risks are mitigated
  • Liaise with senior stakeholders in the business as well as other relevant functions to ensure efficiency in compliance measures and controls
  • Participate in project management/implementation discussion and provide effective regulatory advice

Required Skills

  • Knowledge in consumer/retail banking regulatory and market conditions
  • Excellent knowledge of MAS regulation; especially the banking act
  • Comfortable liaising with senior stakeholders and hold conversations/discussion on complex issues
  • Demonstrate good judgement and initiative; ability to work independently
  • Proficient in assessing situations and identify potential regulatory risks
  • Experience dealing with regulators is an added advantage

Interested applicants please send in your updated resume to

All shortlisted candidates would be notified

To arrange for a confidential discussion on Compliance opportunities within financial institutions - please call +65 6597 5174 or leave a message at +65 9234 5257

Argyll Scott Asia is acting as an Employment Agency in relation to this vacancy.