Regulatory Compliance | Global Markets | Associate Director

Job Title: Regulatory Compliance | Global Markets | Associate Director
Contract Type: Permanent
Location: Hong Kong, Hong Kong
Salary: VB
Reference: JC 004
Contact Name: Janice Chee
Contact Email:
Job Published: May 11, 2018 10:27

Job Description

Major Responsibilities

  • Advise the financial markets business on regulatory issues in regards to HKMA SFC regulations
  • To anticipate potential risk change on regulatory compliance matters and impacts on the Financial Markets business especially on FX & Rates Trading
  • Identify measures to mitigate regulatory risk and breaches
  • Compliance review on existing frameworks and ensure continuous updates on compliance policies in accordance to applicable local and international regulations
  • Liaise with senior stakeholders in the business as well as other relevant functions to ensure efficiency in compliance measures and controls
  • Assist in implementation of new changes in policies
  • Participate in project management/implementation discussion and provide effective regulatory advice

Required Skills

  • Knowledge in investment instument/global markets regulatory and market conditions especially on FX and Rates Trading
  • Comfortable liaising with senior stakeholders and hold conversations/discussion on complex issues
  • Interested in building a strong career in regulatory compliance area
  • Proficient in assessing situations and identify potential regulatory risks
  • Experience dealing with regulators is an added advantage

Next Step

Please send in your updated resume to

All shortlisted candidates will be notified

*For a confidential discussion on active opportunities in the Market within compliance function or find out more about this role - please reach out directly to Janice at +65 6597 5174.

Argyll Scott Asia is acting as an Employment Agency in relation to this vacancy.

Janice Chee



Argyll Scott Asia is acting as an Employment Agency in relation to this vacancy.