Director of Compliance

Job Title: Director of Compliance
Contract Type: Permanent
Location: Hong Kong Island, Hong Kong
Salary: Negotiable
Reference: JN -092018-175085
Contact Name: Joanne Lo
Contact Email:
Job Published: September 17, 2018 04:22

Job Description

Our client is a leading fintech company. They are currently expanding their management team and looking for a director in compliance.


  • Generate, update, revise and regularly maintain the company's guidelines and procedures on legal and compliance policies.
  • Ensure all business activities are conducted in conformity and with best practices complying all applicable laws, regulations and internal polices/procedures etc.
  • Report regulatory requirements and developments.


  • Bachelor's Degree in Law or related discipline. (LLM preferable)
  • A minimum of 5 years of compliance working experience in Hong Kong insurance company. Work experience in life insurance is an advantage.
  • Have a good understanding of compliance activities in financial services.
  • Conversant with Hong Kong guidelines and regulatory directives.
  • Strong ability to communicate internally and externally at all levels, including lawyers, regulators, auditors etc.

Argyll Scott Asia is acting as an Employment Agency in relation to this vacancy.