Compliance Officer | Fund Management SFA

Job Title: Compliance Officer | Fund Management SFA
Contract Type: Permanent
Location: Singapore, Singapore
Salary: S$70000 - S$80000 per annum
Reference: JN -022019-229383
Contact Name: Janice Chee
Contact Email:
Job Published: March 11, 2019 09:58

Job Description

Job Title: Compliance Officer

Working Location: Central, Raffles Place

Reporting Line: Compliance Manager (Head of Compliance)

We are currently recruiting for a growing Financial Institution in APAC with over £100 BN in AUM. Due to expansion, the compliance team is looking to a competent compliance officer to manage regulatory advisory on SFA related regulations

Job Description

  • Advise various business units on regulatory changes/updates from MAS, SGX and other regulatory bodies especially those that impacts funds management product and business activities
  • To anticipate potential risk change on regulatory compliance matters and highlight the impacts to the relevant business units
  • Identify measures to mitigate regulatory risk and breaches
  • Compliance review on existing frameworks and ensure continuous updates on compliance policies in accordance to MAS regulations
  • Liaise with senior stakeholders in the business as well as other relevant functions to ensure efficiency in compliance measures and controls
  • Assist in maintaining and updating compliance policies according to industry best practice
  • Prepare training materials and conduct trainings to all employees
  • Keep abreast of market trends and new regulations that would impact the business such as Anti bribery and Corruption, Personal Data and Protection Act etc.


  • Recognised Degree; minimally 4-5 years of working experience in regulatory & general compliance related work (especially in funds management/asset management/CMS Licensees); Those with further years of experience will be considered for a senior role
  • In depth understanding of APAC's regulatory landscape
  • Interest in pursuing long term career within compliance function
  • Self-starter; Team player; keen in learning opportunities

Next Step

If you are up for the challenge and believe you have the motivation and skills to excel in the role, please apply with your updated resume to

EA Registration Number: R1871479
Argyll Scott Singapore Pte Ltd. EA Licence Number: 16S8105