Connecting...

Compliance Officer - Wealth Management

Job Title: Compliance Officer - Wealth Management
Contract Type: Permanent
Location: Singapore, Singapore
Industry: Corporate Governance
Salary: S$54000.00 - S$62000.00 per annum
Reference: JN -022019-229383
Contact Name: Simon Ackland
Contact Email: sackland@argyllscott.sg
Job Published: February 07, 2019 03:05

Job description

A client of ours in the wealth management space is looking to bring on a compliance officer to join a growing and dynamic team. The role will report into a strong Compliance Head and the key duties include;

  1. 3-6 years experience within compliance covering wealth management, private or corporate banking, retail banking or audit preferred
  2. Regulatory Compliance and KYC / EDD responsibilities
  3. Compliance review work on investment suitability, conduct risk assessment on operational risks
  4. Perform compliance advisory based on MAS CMS requirements inclusive of SFA and FAA regulations
  5. Able to conduct compliance training for new joiners and refresher training on new regulatory changes
  6. Be proficient in development, updating and implementation of compliance policies
  7. Candidate is expected to perform compliance reviews/audits

This is a role that would suit someone who would like to work in a small team to enhance their general compliance skill-set whilst still having a clear day to day functionality. This team supports each other and would need a like-minded team player.

Please contact Simon Ackland on +65 3157 1212 or email sackland@argyllscott.sg

EA Registration Number: R1652848
Argyll Scott Singapore Pte Ltd. EA Licence Number: 16S8105