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Compliance Manager/Assistant Manager

Job Title: Compliance Manager/Assistant Manager
Contract Type: Permanent
Location: Hong Kong, Hong Kong
Industry:
Salary: Negotiable
Reference: JN -092018-174947
Contact Name: Sean Lai
Contact Email: slai@argyllscott.com.hk
Job Published: September 21, 2018 08:51

Job Description

- Examine money laundering alerts by collecting, collating and disseminating evidence of any suspicious account activities or irregularities

- Offer compliance advice and support on AML matters to all business and operation units

- Develop and implement compliance policies, procedures and monitoring program on AML related activities

- Handle regulatory inspections on AML related matters

- Liaise with head office, regulators and law enforcement agencies on all AML related issues

- Prepare regular compliance reports on AML related activities, and undertake investigations on any suspicious transactions identified or reported

- Ensure the sufficiency of MIS reports

- Keep track on regulatory development and changes on AML related matters

- Provide compliance advice to business and operation units on the draft and update of AML related procedures, manuals and control documents

- Conduct compliance reviews, risk assessments and control testing

- Assist in conducting UAT on system, training and other ad hoc projects

Requirements:

- Degree or above with major in Law, Banking, Finance or other related disciplines

- Minimum 2 years experience in AML compliance preferably in bank/financial institutions/regulators

- Well versed with AMLO and other regulatory requirements

- Associate AML Professional (AAMLP) or Certified AML Professional (CAMLP) is preferable

- Detailed-minded with good organization, interpersonal and communication skills

- Proficient in MS office applications

- Good command of written and spoken English and Chinese (preferably fluent in Mandarin)

Argyll Scott Asia is acting as an Employment Agency in relation to this vacancy.

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