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Compliance Manager/Assistant Manager - Process Governance

Job Title: Compliance Manager/Assistant Manager - Process Governance
Contract Type: Permanent
Location: Singapore, Singapore
Industry:
Salary: S$75000 - S$90000 per annum
Reference: JN -012019-228441
Contact Name: Janice Chee
Contact Email: jchee@argyllscott.sg
Job Published: February 15, 2019 09:15

Job Description

Job Description

  • Develop and oversee the implementation of an effective sales governance and control framework in order to mitigate regulatory, market conduct and compliance risks.
  • Review sales and marketing materials to ensure that the contents are accurate without misleading information, also aligned with SFA/FAA regulations
  • Take on new regulatory projects, inclusive of escalation of compliance and regulatory issues, process improvement projects, revision of SOPs and system enhancement projects within the stipulated time line.
  • Develop and coach junior team members to enhance their technical competency and personal effectiveness

Job Requirement

  • Bachelor Degree from reputable universities; compliance certifications are a plus.
  • Minimum 5-7 years of working experience in Compliance position relevant to the insurance / financial sector. Candidates with Distribution Management experience will have an advantage
  • Strong knowledge of life insurance products
  • Able to interact effectively across different business stakeholders and compliance functions. Good communication skills
  • Committed and conscientious personality. Takes ownership and responsibility to drive projects and bring it through to fruition
  • Self-Driven, IT Savvy

For further information, please contact Janice at 6597 5174/9234 5257 or email to jchee@argyllscott.sg

EA Registration Number: R1871479
Argyll Scott Singapore Pte Ltd. EA Licence Number: 16S8105