Compliance Manager/Assistant Compliance Manager

Job Title: Compliance Manager/Assistant Compliance Manager
Contract Type: Permanent
Location: Hong Kong, Hong Kong
Salary: Negotiable
Reference: JN -042018-172837
Contact Name: Jonathan Stevens
Contact Email:
Job Published: April 30, 2018 10:21

Job Description

Key responsibiltiies:

* Investigate money laundering alerts by collecting, collating and disseminating evidence of any suspicious account activities or irregularities

* Oversee the transaction process and identify suspicious cases for further investigation in accordance with AML compliance requirement

* Provide compliance advice and support on AML matters to all business and operation units

* Develop and implement compliance policies, procedures and monitoring program on AML related activities

* Handle regulatory inspections on AML related matters

* Liaise with head office, regulators and law enforcement agencies on all AML related issues

* Prepare regular compliance reports on AML related activities, and undertake investigations on any suspicious transactions identified or reported

* Ensure the sufficiency of MIS reports

* Keep track on regulatory development and changes on AML related matters

* Provide compliance advice to business and operation units on the draft and update of AML related procedures, manuals and control documents

* Conduct compliance reviews, risk assessments and control testing

* Assist in conducting UAT on system, training and other ad hoc projects


* Degree or above with major in Law, Banking, Finance or other related disciplines

* Minimum 2 years experience in AML compliance preferably in bank/financial institutions/regulators

* Well versed with AMLO and other regulatory requirements

* Associate AML Professional (AAMLP) or Certified AML Professional (CAMLP) is preferable

* Detailed-minded with good organization, interpersonal and communication skills

* Proficient in MS office applications

* Good command of written and spoken English and Chinese (preferably fluent in Mandarin)

Argyll Scott Asia is acting as an Employment Agency in relation to this vacancy.