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Compliance Manager (International Law Firm)

Job Title: Compliance Manager (International Law Firm)
Contract Type: Permanent
Location: Hong Kong, Hong Kong
Industry: Legal
Salary: Negotiable
Reference: JN -032019-231110
Contact Name: Sean Lai
Contact Email: slai@argyllscott.com.hk
Job Published: March 26, 2019 07:57

Job description

Our client is one of the top tier international law firms and they are look for a qualified lawyer with banking or financial institution experience to join their compliance team as the compliance manager. In this position, you will act as the Regional AML Analyst and a local point of contact for the company's Clearance Centre in the context of local AML rules.


Key responsibilities

  • Promote awareness of the company's Qualified Standards and Practice
  • Provides advice and guidance to partners, lawyers and business services staff across the full spectrum of risk and compliance issues
  • Composed with the Asia AML Analyst, monitor local anti-money laundering regulations and developments and liaise with the Firm's Client Acceptance team regarding local changes
  • Work with local regulators as appropriate (for example, with respect to data protection, anti-money laundering, systems and controls and licensing matters)
  • Be the local Data Privacy Contact under the Firm's Data Privacy policy, taking responsibility for Data Privacy issues arising in Hong Kong including ensuring strict compliance with Data Privacy regulations
  • Work with the Head of Compliance, be responsible for local compliance approvals for gifts and hospitality
  • Act as contact person for the HK and China offices for enquiries relating to gifts and hospitality
  • Design and deliver the Risk Induction for new joiners in Asia (excluding Singapore)


Qualifications

  • Qualified lawyer (Hong Kong qualification preferred)
  • Previous (5 years minimum) experience in a bank or financial institution as a Compliance Manager or similar
  • Good understanding of local AML and DP regulation and securities dealing rules beneficial
  • Experience in implementing internal policies and controls in relation to the above
  • Experience delivering compliance-related training
  • Understanding of law firms beneficial (but not essential)


For more information about this job, please contact Sean Lai by +852 3695 5184 or email to slai@argyllscott.com.hk for a further discussion.

Argyll Scott Asia is acting as an Employment Agency in relation to this vacancy.