Compliance Manager (Insurance)

Job Title: Compliance Manager (Insurance)
Contract Type: Permanent
Location: Hong Kong Island, Hong Kong
Salary: Negotiable
Reference: JN -092018-174887
Contact Name: Sean Lai
Contact Email:
Job Published: September 04, 2018 03:58

Job Description

Job Duties:

  • To be a team member, develop the framework and conducting regular case-checking to ensure compliance with regulatory requirements and Compliance Policies of the company, with a focus on Life & Health insurance
  • Assess compliance risks in new business initiatives and provides sounded advice on measures to appropriately address these compliance risks.
  • Oversight regular compliance risk assessments, executive the compliance monitoring plan and the related issues analysis, remediation and reporting to ensure comply with Group/local requirements
  • Advise business on compliance issues, e.g. AML/FATCA/PDPO/Sanctions/sales practices
  • Ensure relevant compliance manuals and policies are update according to current laws and regulation/Group policies

Job Requirements:

  • Ideally you will have at least 5 years of banking experience within the IA area
  • Prior experience in policy and regulation will be an asset
  • An eye for detail and possessing excellent communication skills
  • Strong knowledge of transactions monitoring will be necessary

Argyll Scott Asia is acting as an Employment Agency in relation to this vacancy.