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Manager/Senior Manager, Compliance Consulting

Job Title: Manager/Senior Manager, Compliance Consulting
Contract Type: Permanent
Location: Singapore, Singapore
Industry:
Salary: S$80000 - S$120000 per annum + VB
Reference: JN -102018-175748
Contact Name: Janice Chee
Contact Email: jchee@argyllscott.sg
Job Published: January 18, 2019 04:25

Job Description

Responsibilities:

  • To interact with clients from multiple financial institutions i.e. fund managers, financial advisors, payment services, trust companies; and provide independent, competent and risk-focused compliance advice
  • To ensure that appropriate and necessary compliance systems, policies, practices, procedures and culture are in place and operating effectively at client companies
  • To provide timely and sound regulatory advice to retained clients
  • To plan and conduct compliance monitoring i.e. AML, Investment Suitability, Trade, Internal Controls
  • To perform gap analysis on compliance structure and revert with suitable recommendations and remediation plans
  • To provide useful input and guidance and to be recognized and respected as a genuine value enhancer
  • To review client's presentations, product summaries and specifications and marketing literature for compliance purposes.

Requirements:

  • Degree/Masters from a recognised university; with minimally 8-10 years of working experience in Compliance field for regulated financial institutions
  • Updated on current regulatory landscape and best practices
  • Ability to adapt in a dynamic work environment, learn quickly, solve problems and make decisions with minimal supervision
  • Excellent multi-tasking and organizational skills.
  • Excellent verbal and written communication/presentation skills
  • Professional maturity and confidence in holding conversations on complex topics

Next Step

If you are up for the challenge and believe you have the motivation and skills to excel in the role, please send in your updated resume to jchee@argyllscott.sg

All shortlisted candidates will be notified

*For confidential discussion on active opportunities in the Market within compliance function or find out more about this role - please reach out directly to Janice at 6597 5174

EA Registration Number: R1871479
Argyll Scott Singapore Pte Ltd. EA Licence Number: 16S8105

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